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| Due to various state regulations and
registration requirements concerning the
dissemination of information regarding
investment products and services, we are
currently required to limit access of the
following pages to individuals residing in
states where we are currently registered. |
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| A broker/dealer, investment advisor, BD
agent or IA rep may only transact business in a
particular state after licensure or satisfying
qualifications requirements of that state, or
only if they are excluded or exempted from the
states broker/dealer, investment adviser, or BD
agent or IA rep requirements, as the case may
be; and follow-up, individualized responses to
consumers in a particular state by
broker/dealer, investment adviser, BD agent or
IA rep that involve either the effecting or
attempting to effect transactions in securities
or the rendering of personalized investment
advice for compensation, as the case may be,
shall not be made without first complying with
the states broker/dealer, investment adviser, BD
agent or IA rep requirements, or pursuant to an
applicable state exemption or exclusion. |
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| Investments products
and services available only to residents of: |
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| Texas (TX) • Georgia (GA) • Alabama
(AL) • Louisiana (LA) • Washington (WA)
• Florida (FL) |
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am a resident of one of the states listed above. |
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I am not a resident of one of the states
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